EBook

Speed up the approval for Personal Account Dealings

 

What's inside the ebook?

  • Markets in Financial Instruments Directive II: important definition for investment firms
  • Why investment firms need a pre-clearance process for employee trades
  • Why you need to eliminate data gaps
  • How to speed up the process of pre-clearance whilst increasing compliance

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What else is inside the guide?

Template

What failing to monitor employee trades can cost you

Coverage

Five major pitfalls of not having a pre-clearance system

Checklist

What to include in your personal trading policy

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