Guide

Advisors' Guide to the Market Abuse Regulation

Key Insights for Compliance Professionals

What is inside this guide?

• This guide is specifically created with Advisors and their obligations under MAR in mind.
• It elaborates on Market Soundings, when to conduct them, as well as the specific requirements of recording a Market Sounding.
• The guide describes an advisor's obligation to manage insider lists.
• It also covers delayed disclosure and unlawful disclosure of inside information (material non-public information).