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Checklist & Timeline

Market Abuse Regulation (MAR) Compliance

Can we confidently say our MAR compliance process is controlled, consistent, and up to date?

What's inside this checklist?

  • A step-by-step roadmap covering every stage of your MAR compliance cycle from insider list setup to year-end review.
  • Quick “before you add” checks to ensure each insider is properly documented, justified, and informed of their obligations.
  • Practical recurring reminders for ongoing compliance hygiene, including monthly audits, quarterly updates, and refresher training cues.
  • A clear H1 and H2 calendar outlining when to review lists, send disclosures, and schedule compliance communications.
  • Ready-to-use templates for task tracking, email checklists, and audit preparation designed to keep your process audit-ready all year.

Download here

Fill out the form to get access

What else is discussed in this guide?

Template

Insider List Management

Coverage

Ongoing Compliance Hygiene

Checklist

H1 and H2 Compliance Planning

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Audit and Reporting Preparation