EBook

6 Steps to Simplify Employee Trade Pre-Approval

What else is inside the ebook?

  • The one thing that will help you stay on the right side of the law
  • 6 steps to simplify employee trading pre-clearance
  • What you should know about record-keeping

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What's inside the guide?

Template

What are the risks related to employee trades?

Coverage

Your responsibilities under MAR and MiFID II

 
Checklist

Why you're suppose to record phone conversations

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CPL_6-Steps-to-Simplify-Employee-Trade-Pre-Approval_Guide-[EN]_210825_Tablet