EBook

4 years of MAR:  Sanctions, pitfalls & the future

What will you find inside the ebook?

  • The main challenges faced by issuers when it comes to Market Abuse Regulation compliance
  • Insights from recognised legal experts: Baker McKenzie & DLA Piper
  • Best practice tips on how to avoid the most common pitfalls
  • Five case study examples of sanctions imposed for failing to comply with MAR

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What are the 5 case studies presented in this ebook?

Template

Postponed reporting & insider list non-submission

Coverage

Non-updating of insider rosters

Checklist

Mismanaged confidential data storage

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Incomplete non-public data reveal

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PDMR deals in non-trade phase